April 14, 2024 3:59 pm

DOL Releases New Proposed Regulation Regarding Investment Advice Fiduciaries | Perspectives & Events
DOL Releases New Proposed Regulation Regarding Investment Advice Fiduciaries | Perspectives & Events

DOL Releases New Proposed Regulation Regarding Investment Advice Fiduciaries | Perspectives & Events

On October 31, 2023, the US Department of Labor (“DOL”) unveiled a new proposed regulation titled “Retirement Security Rule: Definition of an Investment Advice Fiduciary” and proposed amendments to several prohibited transaction exemptions. With these proposals, the DOL aims…

Read More On October 31, 2023, the US Department of Labor (“DOL”) unveiled a new proposed regulation titled “Retirement Security Rule: Definition of an Investment Advice Fiduciary” and proposed amendments to several prohibited transaction exemptions. With these proposals, the DOL aims…